Such is the situation as an affair of theoretical psychology and as most adequately stated by Aristotle. But this state of things is reflected in the constitution of classes of men and hence in the organization of society. Only in a comparatively small number is the function of reason capable of operating as a law of life. In the mass of people, vegetative and animal functions dominate. Their energy of intelligence is so feeble and inconstant that it is constantly overpowered by bodily appetite and passion. Such persons are not truly ends in themselves, for only reason constitutes a final end. Like plants, animals and physical tools, they are means, appliances, for the attaining of ends beyond themselves, although unlike them they have enough intelligence to exercise a certain discretion in the execution of the tasks committed to them. Thus by nature, and not merely by social convention, there are those who are slaves–that is, means for the ends of others. 1 The great body of artisans are in one important respect worse off than even slaves. Like the latter they are given up to the service of ends external to themselves; but since they do not enjoy the intimate association with the free superior class experienced by domestic slaves they remain on a lower plane of excellence. Moreover, women are classed with slaves and craftsmen as factors among the animate instrumentalities of production and reproduction of the means for a free or rational life.
Individually and collectively there is a gulf between merely living and living worthily. In order that one may live worthily he must first live, and so with collective society. The time and energy spent upon mere life, upon the gaining of subsistence, detracts from that available for activities that have an inherent rational meaning; they also unfit for the latter. Means are menial, the serviceable is servile. The true life is possible only in the degree in which the physical necessities are had without effort and without attention. Hence slaves, artisans, and women are employed in furnishing the means of subsistence in order that others, those adequately equipped with intelligence, may live the life of leisurely concern with things intrinsically worth while.
To these two modes of occupation, with their distinction of servile and free activities (or “arts”) correspond two types of education: the base or mechanical and the liberal or intellectual. Some persons are trained by suitable practical exercises for capacity in doing things, for ability to use the mechanical tools involved in turning out physical commodities and rendering personal service. This training is a mere matter of habituation and technical skill; it operates through repetition and assiduity in application, not through awakening and nurturing thought. Liberal education aims to train intelligence for its proper office: to know. The less this knowledge has to do with practical affairs, with making or producing, the more adequately it engages intelligence. So consistently does Aristotle draw the line between menial and liberal education that he puts what are now called the “fine” arts, music, painting, sculpture, in the same class with menial arts so far as their practice is concerned. They involve physical agencies, assiduity of practice, and external results. In discussing, for example, education in music he raises the question how far the young should be practiced in the playing of instruments. His answer is that such practice and proficiency may be tolerated as conduce to appreciation; that is, to understanding and enjoyment of music when played by slaves or professionals. When professional power is aimed at, music sinks from the liberal to the professional level. One might then as well teach cooking, says Aristotle. Even a liberal concern with the works of fine art depends upon the existence of a hireling class of practitioners who have subordinated the development of their own personality to attaining skill in mechanical execution. The higher the activity the more purely mental is it; the less does it have to do with physical things or with the body. The more purely mental it is, the more independent or self-sufficing is it.
These last words remind us that Aristotle again makes a distinction of superior and inferior even within those living the life of reason. For there is a distinction in ends and in free action, according as one’s life is merely accompanied by reason or as it makes reason its own medium. That is to say, the free citizen who devotes himself to the public life of his community, sharing in the management of its affairs and winning personal honor and distinction, lives a life accompanied by reason. But the thinker, the man who devotes himself to scientific inquiry and philosophic speculation, works, so to speak, in reason, not simply by *. Even the activity of the citizen in his civic relations, in other words, retains some of the taint of practice, of external or merely instrumental doing. This infection is shown by the fact that civic activity and civic excellence need the help of others; one cannot engage in public life all by himself. But all needs, all desires imply, in the philosophy of Aristotle, a material factor; they involve lack, privation; they are dependent upon something beyond themselves for completion. A purely intellectual life, however, one carries on by himself, in himself; such assistance as he may derive from others is accidental, rather than intrinsic. In knowing, in the life of theory, reason finds its own full manifestation; knowing for the sake of knowing irrespective of any application is alone independent, or self-sufficing. Hence only the education that makes for power to know as an end in itself, without reference to the practice of even civic duties, is truly liberal or free. 2. The Present Situation. If the Aristotelian conception represented just Aristotle’s personal view, it would be a more or less interesting historical curiosity. It could be dismissed as an illustration of the lack of sympathy or the amount of academic pedantry which may coexist with extraordinary intellectual gifts. But Aristotle simply described without confusion and without that insincerity always attendant upon mental confusion, the life that was before him. That the actual social situation has greatly changed since his day there is no need to say. But in spite of these changes, in spite of the abolition of legal serfdom, and the spread of democracy, with the extension of science and of general education (in books, newspapers, travel, and general intercourse as well as in schools), there remains enough of a cleavage of society into a learned and an unlearned class, a leisure and a laboring class, to make his point of view a most enlightening one from which to criticize the separation between culture and utility in present education. Behind the intellectual and abstract distinction as it figures in pedagogical discussion, there looms a social distinction between those whose pursuits involve a minimum of self-directive thought and aesthetic appreciation, and those who are concerned more directly with things of the intelligence and with the control of the activities of others.
Aristotle was certainly permanently right when he said that “any occupation or art or study deserves to be called mechanical if it renders the body or soul or intellect of free persons unfit for the exercise and practice of excellence.” The force of the statement is almost infinitely increased when we hold, as we nominally do at present, that all persons, instead of a comparatively few, are free. For when the mass of men and all women were regarded as unfree by the very nature of their bodies and minds, there was neither intellectual confusion nor moral hypocrisy in giving them only the training which fitted them for mechanical skill, irrespective of its ulterior effect upon their capacity to share in a worthy life. He was permanently right also when he went on to say that “all mercenary employments as well as those which degrade the condition of the body are mechanical, since they deprive the intellect of leisure and dignity,” — permanently right, that is, if gainful pursuits as matter of fact deprive the intellect of the conditions of its exercise and so of its dignity. If his statements are false, it is because they identify a phase of social custom with a natural necessity. But a different view of the relations of mind and matter, mind and body, intelligence and social service, is better than Aristotle’s conception only if it helps render the old idea obsolete in fact — in the actual conduct of life and education. Aristotle was permanently right in assuming the inferiority and subordination of mere skill in performance and mere accumulation of external products to understanding, sympathy of appreciation, and the free play of ideas. If there was an error, it lay in assuming the necessary separation of the two: in supposing that there is a natural divorce between efficiency in producing commodities and rendering service, and self-directive thought; between significant knowledge and practical achievement. We hardly better matters if we just correct his theoretical misapprehension, and tolerate the social state of affairs which generated and sanctioned his conception. We lose rather than gain in change from serfdom to free citizenship if the most prized result of the change is simply an increase in the mechanical efficiency of the human tools of production. So we lose rather than gain in coming to think of intelligence as an organ of control of nature through action, if we are content that an unintelligent, unfree state persists in those who engage directly in turning nature to use, and leave the intelligence which controls to be the exclusive possession of remote scientists and captains of industry. We are in a position honestly to criticize the division of life into separate functions and of society into separate classes only so far as we are free from responsibility for perpetuating the educational practices which train the many for pursuits involving mere skill in production, and the few for a knowledge that is an ornament and a cultural embellishment. In short, ability to transcend the Greek philosophy of life and education is not secured by a mere shifting about of the theoretical symbols meaning free, rational, and worthy. It is not secured by a change of sentiment regarding the dignity of labor, and the superiority of a life of service to that of an aloof self-sufficing independence. Important as these theoretical and emotional changes are, their importance consists in their being turned to account in the development of a truly democratic society, a society in which all share in useful service and all enjoy a worthy leisure. It is not a mere change in the concepts of culture — or a liberal mind — and social service which requires an educational reorganization; but the educational transformation is needed to give full and explicit effect to the changes implied in social life. The increased political and economic emancipation of the “masses” has shown itself in education; it has effected the development of a common school system of education, public and free. It has destroyed the idea that learning is properly a monopoly of the few who are predestined by nature to govern social affairs. But the revolution is still incomplete. The idea still prevails that a truly cultural or liberal education cannot have anything in common, directly at least, with industrial affairs, and that the education which is fit for the masses must be a useful or practical education in a sense which opposes useful and practical to nurture of appreciation and liberation of thought. As a consequence, our actual system is an inconsistent mixture. Certain studies and methods are retained on the supposition that they have the sanction of peculiar liberality, the chief content of the term liberal being uselessness for practical ends. This aspect is chiefly visible in what is termed the higher education — that of the college and of preparation for it. But is has filtered through into elementary education and largely controls its processes and aims. But, on the other hand, certain concessions have been made to the masses who must engage in getting a livelihood and to the increased role of economic activities in modern life. These concessions are exhibited in special schools and courses for the professions, for engineering, for manual training and commerce, in vocational and prevocational courses; and in the spirit in which certain elementary subjects, like the three R’s, are taught. The result is a system in which both “cultural” and “utilitarian” subjects exist in an inorganic composite where the former are not by dominant purpose socially serviceable and the latter not liberative of imagination or thinking power.
In the inherited situation, there is a curious intermingling, in even the same study, of concession to usefulness and a survival of traits once exclusively attributed to preparation for leisure. The “utility” element is found in the motives assigned for the study, the “liberal” element in methods of teaching. The outcome of the mixture is perhaps less satisfactory than if either principle were adhered to in its purity. The motive popularly assigned for making the studies of the first four or five years consist almost entirely of reading, spelling, writing, and arithmetic, is, for example, that ability to read, write, and figure accurately is indispensable to getting ahead. These studies are treated as mere instruments for entering upon a gainful employment or of later progress in the pursuit of learning, according as pupils do not or do remain in school. This attitude is reflected in the emphasis put upon drill and practice for the sake of gaining automatic skill. If we turn to Greek schooling, we find that from the earliest years the acquisition of skill was subordinated as much as possible to acquisition of literary content possessed of aesthetic and moral significance. Not getting a tool for subsequent use but present subject matter was the emphasized thing. Nevertheless the isolation of these studies from practical application, their reduction to purely symbolic devices, represents a survival of the idea of a liberal training divorced from utility. A thorough adoption of the idea of utility would have led to instruction which tied up the studies to situations in which they were directly needed and where they were rendered immediately and not remotely helpful. It would be hard to find a subject in the curriculum within which there are not found evil results of a compromise between the two opposed ideals. Natural science is recommended on the ground of its practical utility, but is taught as a special accomplishment in removal from application. On the other hand, music and literature are theoretically justified on the ground of their culture value and are then taught with chief emphasis upon forming technical modes of skill.
If we had less compromise and resulting confusion, if we analyzed more carefully the respective meanings of culture and utility, we might find it easier to construct a course of study which should be useful and liberal at the same time. Only superstition makes us believe that the two are necessarily hostile so that a subject is illiberal because it is useful and cultural because it is useless. It will generally be found that instruction which, in aiming at utilitarian results, sacrifices the development of imagination, the refining of taste and the deepening of intellectual insight — surely cultural values — also in the same degree renders what is learned limited in its use. Not that it makes it wholly unavailable but that its applicability is restricted to routine activities carried on under the supervision of others. Narrow modes of skill cannot be made useful beyond themselves; any mode of skill which is achieved with deepening of knowledge and perfecting of judgment is readily put to use in new situations and is under personal control. It was not the bare fact of social and economic utility which made certain activities seem servile to the Greeks but the fact that the activities directly connected with getting a livelihood were not, in their days, the expression of a trained intelligence nor carried on because of a personal appreciation of their meaning. So far as farming and the trades were rule-of-thumb occupations and so far as they were engaged in for results external to the minds of agricultural laborers and mechanics, they were illiberal–but only so far. The intellectual and social context has now changed. The elements in industry due to mere custom and routine have become subordinate in most economic callings to elements derived from scientific inquiry. The most important occupations of today represent and depend upon applied mathematics, physics, and chemistry. The area of the human world influenced by economic production and influencing consumption has been so indefinitely widened that geographical and political considerations of an almost infinitely wide scope enter in. It was natural for Plato to deprecate the learning of geometry and arithmetic for practical ends, because as matter of fact the practical uses to which they were put were few, lacking in content and mostly mercenary in quality. But as their social uses have increased and enlarged, their liberalizing or “intellectual” value and their practical value approach the same limit.
Doubtless the factor which chiefly prevents our full recognition and employment of this identification is the conditions under which so much work is still carried on. The invention of machines has extended the amount of leisure which is possible even while one is at work. It is a commonplace that the mastery of skill in the form of established habits frees the mind for a higher order of thinking. Something of the same kind is true of the introduction of mechanically automatic operations in industry. They may release the mind for thought upon other topics. But when we confine the education of those who work with their hands to a few years of schooling devoted for the most part to acquiring the use of rudimentary symbols at the expense of training in science, literature, and history, we fail to prepare the minds of workers to take advantage of this opportunity. More fundamental is the fact that the great majority of workers have no insight into the social aims of their pursuits and no direct personal interest in them. The results actually achieved are not the ends of their actions, but only of their employers. They do what they do, not freely and intelligently, but for the sake of the wage earned. It is this fact which makes the action illiberal, and which will make any education designed simply to give skill in such undertakings illiberal and immoral. The activity is not free because not freely participated in.
Nevertheless, there is already an opportunity for an education which, keeping in mind the larger features of work, will reconcile liberal nurture with training in social serviceableness, with ability to share efficiently and happily in occupations which are productive. And such an education will of itself tend to do away with the evils of the existing economic situation. In the degree in which men have an active concern in the ends that control their activity, their activity becomes free or voluntary and loses its externally enforced and servile quality, even though the physical aspect of behavior remain the same. In what is termed politics, democratic social organization makes provision for this direct participation in control: in the economic region, control remains external and autocratic. Hence the split between inner mental action and outer physical action of which the traditional distinction between the liberal and the utilitarian is the reflex. An education which should unify the disposition of the members of society would do much to unify society itself.
Summary. Of the segregations of educational values discussed in the last chapter, that between culture and utility is probably the most fundamental. While the distinction is often thought to be intrinsic and absolute, it is really historical and social. It originated, so far as conscious formulation is concerned, in Greece, and was based upon the fact that the truly human life was lived only by a few who subsisted upon the results of the labor of others. This fact affected the psychological doctrine of the relation of intelligence and desire, theory and practice. It was embodied in a political theory of a permanent division of human beings into those capable of a life of reason and hence having their own ends, and those capable only of desire and work, and needing to have their ends provided by others. The two distinctions, psychological and political, translated into educational terms, effected a division between a liberal education, having to do with the self-sufficing life of leisure devoted to knowing for its own sake, and a useful, practical training for mechanical occupations, devoid of intellectual and aesthetic content. While the present situation is radically diverse in theory and much changed in fact, the factors of the older historic situation still persist sufficiently to maintain the educational distinction, along with compromises which often reduce the efficacy of the educational measures. The problem of education in a democratic society is to do away with the dualism and to construct a course of studies which makes thought a guide of free practice for all and which makes leisure a reward of accepting responsibility for service, rather than a state of exemption from it.
1 Aristotle does not hold that the class of actual slaves and of natural slaves necessarily coincide.
Chapter Twenty: Intellectual and Practical Studies
1. The Opposition of Experience and True Knowledge. As livelihood and leisure are opposed, so are theory and practice, intelligence and execution, knowledge and activity. The latter set of oppositions doubtless springs from the same social conditions which produce the former conflict; but certain definite problems of education connected with them make it desirable to discuss explicitly the matter of the relationship and alleged separation of knowing and doing.
The notion that knowledge is derived from a higher source than is practical activity, and possesses a higher and more spiritual worth, has a long history. The history so far as conscious statement is concerned takes us back to the conceptions of experience and of reason formulated by Plato and Aristotle. Much as these thinkers differed in many respects, they agreed in identifying experience with purely practical concerns; and hence with material interests as to its purpose and with the body as to its organ. Knowledge, on the other hand, existed for its own sake free from practical reference, and found its source and organ in a purely immaterial mind; it had to do with spiritual or ideal interests. Again, experience always involved lack, need, desire; it was never self-sufficing. Rational knowing on the other hand, was complete and comprehensive within itself. Hence the practical life was in a condition of perpetual flux, while intellectual knowledge concerned eternal truth.
This sharp antithesis is connected with the fact that Athenian philosophy began as a criticism of custom and tradition as standards of knowledge and conduct. In a search for something to replace them, it hit upon reason as the only adequate guide of belief and activity. Since custom and tradition were identified with experience, it followed at once that reason was superior to experience. Moreover, experience, not content with its proper position of subordination, was the great foe to the acknowledgment of the authority of reason. Since custom and traditionary beliefs held men in bondage, the struggle of reason for its legitimate supremacy could be won only by showing the inherently unstable and inadequate nature of experience. The statement of Plato that philosophers should be kings may best be understood as a statement that rational intelligence and not habit, appetite, impulse, and emotion should regulate human affairs. The former secures unity, order, and law; the latter signify multiplicity and discord, irrational fluctuations from one estate to another.
The grounds for the identification of experience with the unsatisfactory condition of things, the state of affairs represented by rule of mere custom, are not far to seek. Increasing trade and travel, colonizations, migrations and wars, had broadened the intellectual horizon. The customs and beliefs of different communities were found to diverge sharply from one another. Civil disturbance had become a custom in Athens; the fortunes of the city seemed given over to strife of factions. The increase of leisure coinciding with the broadening of the horizon had brought into ken many new facts of nature and had stimulated curiosity and speculation. The situation tended to raise the question as to the existence of anything constant and universal in the realm of nature and society. Reason was the faculty by which the universal principle and essence is apprehended; while the senses were the organs of perceiving change, — the unstable and the diverse as against the permanent and uniform. The results of the work of the senses, preserved in memory and imagination, and applied in the skill given by habit, constituted experience.
Experience at its best is thus represented in the various handicrafts — the arts of peace and war. The cobbler, the flute player, the soldier, have undergone the discipline of experience to acquire the skill they have. This means that the bodily organs, particularly the senses, have had repeated contact with things and that the result of these contacts has been preserved and consolidated till ability in foresight and in practice had been secured. Such was the essential meaning of the term “empirical.” It suggested a knowledge and an ability not based upon insight into principles, but expressing the result of a large number of separate trials. It expressed the idea now conveyed by “method of trial and error,” with especial emphasis upon the more or less accidental character of the trials. So far as ability of control, of management, was concerned, it amounted to rule-of-thumb procedure, to routine. If new circumstances resembled the past, it might work well enough; in the degree in which they deviated, failure was likely. Even to-day to speak of a physician as an empiricist is to imply that he lacks scientific training, and that he is proceeding simply on the basis of what he happens to have got out of the chance medley of his past practice. Just because of the lack of science or reason in “experience” it is hard to keep it at its poor best. The empiric easily degenerates into the quack. He does not know where his knowledge begins or leaves off, and so when he gets beyond routine conditions he begins to pretend — to make claims for which there is no justification, and to trust to luck and to ability to impose upon others — to “bluff.” Moreover, he assumes that because he has learned one thing, he knows others — as the history of Athens showed that the common craftsmen thought they could manage household affairs, education, and politics, because they had learned to do the specific things of their trades. Experience is always hovering, then, on the edge of pretense, of sham, of seeming, and appearance, in distinction from the reality upon which reason lays hold.
The philosophers soon reached certain generalizations from this state of affairs. The senses are connected with the appetites, with wants and desires. They lay hold not on the reality of things but on the relation which things have to our pleasures and pains, to the satisfaction of wants and the welfare of the body. They are important only for the life of the body, which is but a fixed substratum for a higher life. Experience thus has a definitely material character; it has to do with physical things in relation to the body. In contrast, reason, or science, lays hold of the immaterial, the ideal, the spiritual. There is something morally dangerous about experience, as such words as sensual, carnal, material, worldly, interests suggest; while pure reason and spirit connote something morally praiseworthy. Moreover, ineradicable connection with the changing, the inexplicably shifting, and with the manifold, the diverse, clings to experience. Its material is inherently variable and untrustworthy. It is anarchic, because unstable. The man who trusts to experience does not know what he depends upon, since it changes from person to person, from day to day, to say nothing of from country to country. Its connection with the “many,” with various particulars, has the same effect, and also carries conflict in its train.
Only the single, the uniform, assures coherence and harmony. Out of experience come warrings, the conflict of opinions and acts within the individual and between individuals. From experience no standard of belief can issue, because it is the very nature of experience to instigate all kinds of contrary beliefs, as varieties of local custom proved. Its logical outcome is that anything is good and true to the particular individual which his experience leads him to believe true and good at a particular time and place. Finally practice falls of necessity within experience. Doing proceeds from needs and aims at change. To produce or to make is to alter something; to consume is to alter. All the obnoxious characters of change and diversity thus attach themselves to doing while knowing is as permanent as its object. To know, to grasp a thing intellectually or theoretically, is to be out of the region of vicissitude, chance, and diversity. Truth has no lack; it is untouched by the perturbations of the world of sense. It deals with the eternal and the universal. And the world of experience can be brought under control, can be steadied and ordered, only through subjection to its law of reason.
It would not do, of course, to say that all these distinctions persisted in full technical definiteness. But they all of them profoundly influenced men’s subsequent thinking and their ideas about education. The contempt for physical as compared with mathematical and logical science, for the senses and sense observation; the feeling that knowledge is high and worthy in the degree in which it deals with ideal symbols instead of with the concrete; the scorn of particulars except as they are deductively brought under a universal; the disregard for the body; the depreciation of arts and crafts as intellectual instrumentalities, all sought shelter and found sanction under this estimate of the respective values of experience and reason — or, what came to the same thing, of the practical and the intellectual. Medieval philosophy continued and reinforced the tradition. To know reality meant to be in relation to the supreme reality, or God, and to enjoy the eternal bliss of that relation. Contemplation of supreme reality was the ultimate end of man to which action is subordinate. Experience had to do with mundane, profane, and secular affairs, practically necessary indeed, but of little import in comparison with supernatural objects of knowledge. When we add to this motive the force derived from the literary character of the Roman education and the Greek philosophic tradition, and conjoin to them the preference for studies which obviously demarcated the aristocratic class from the lower classes, we can readily understand the tremendous power exercised by the persistent preference of the “intellectual” over the “practical” not simply in educational philosophies but in the higher schools. 2. The Modern Theory of Experience and Knowledge. As we shall see later, the development of experimentation as a method of knowledge makes possible and necessitates a radical transformation of the view just set forth. But before coming to that, we have to note the theory of experience and knowledge developed in the seventeenth and eighteenth centuries. In general, it presents us with an almost complete reversal of the classic doctrine of the relations of experience and reason. To Plato experience meant habituation, or the conservation of the net product of a lot of past chance trials. Reason meant the principle of reform, of progress, of increase of control. Devotion to the cause of reason meant breaking through the limitations of custom and getting at things as they really were. To the modern reformers, the situation was the other way around. Reason, universal principles, a priori notions, meant either blank forms which had to be filled in by experience, by sense observations, in order to get significance and validity; or else were mere indurated prejudices, dogmas imposed by authority, which masqueraded and found protection under august names. The great need was to break way from captivity to conceptions which, as Bacon put it, “anticipated nature” and imposed merely human opinions upon her, and to resort to experience to find out what nature was like. Appeal to experience marked the breach with authority. It meant openness to new impressions; eagerness in discovery and invention instead of absorption in tabulating and systematizing received ideas and “proving” them by means of the relations they sustained to one another. It was the irruption into the mind of the things as they really were, free from the veil cast over them by preconceived ideas.
The change was twofold. Experience lost the practical meaning which it had borne from the time of Plato. It ceased to mean ways of doing and being done to, and became a name for something intellectual and cognitive. It meant the apprehension of material which should ballast and check the exercise of reasoning. By the modern philosophic empiricist and by his opponent, experience has been looked upon just as a way of knowing. The only question was how good a way it is. The result was an even greater “intellectualism” than is found in ancient philosophy, if that word be used to designate an emphatic and almost exclusive interest in knowledge in its isolation. Practice was not so much subordinated to knowledge as treated as a kind of tag-end or aftermath of knowledge. The educational result was only to confirm the exclusion of active pursuits from the school, save as they might be brought in for purely utilitarian ends — the acquisition by drill of certain habits. In the second place, the interest in experience as a means of basing truth upon objects, upon nature, led to looking at the mind as purely receptive. The more passive the mind is, the more truly objects will impress themselves upon it. For the mind to take a hand, so to speak, would be for it in the very process of knowing to vitiate true knowledge — to defeat its own purpose. The ideal was a maximum of receptivity. Since the impressions made upon the mind by objects were generally termed sensations, empiricism thus became a doctrine of sensationalism — that is to say, a doctrine which identified knowledge with the reception and association of sensory impressions. In John Locke, the most influential of the empiricists, we find this sensationalism mitigated by a recognition of certain mental faculties, like discernment or discrimination, comparison, abstraction, and generalization which work up the material of sense into definite and organized forms and which even evolve new ideas on their own account, such as the fundamental conceptions of morals and mathematics. (See ante, p. 61.) But some of his successors, especially in France in the latter part of the eighteenth century, carried his doctrine to the limit; they regarded discernment and judgment as peculiar sensations made in us by the conjoint presence of other sensations. Locke had held that the mind is a blank piece of paper, or a wax tablet with nothing engraved on it at birth (a tabula rasa) so far as any contents of ideas were concerned, but had endowed it with activities to be exercised upon the material received. His French successors razed away the powers and derived them also from impressions received.
As we have earlier noted, this notion was fostered by the new interest in education as method of social reform. (See ante, p. 93.) The emptier the mind to begin with, the more it may be made anything we wish by bringing the right influences to bear upon it. Thus Helvetius, perhaps the most extreme and consistent sensationalist, proclaimed that education could do anything–that it was omnipotent. Within the sphere of school instruction, empiricism found its directly beneficial office in protesting against mere book learning. If knowledge comes from the impressions made upon us by natural objects, it is impossible to procure knowledge without the use of objects which impress the mind. Words, all kinds of linguistic symbols, in the lack of prior presentations of objects with which they may be associated, convey nothing but sensations of their own shape and color — certainly not a very instructive kind of knowledge. Sensationalism was an extremely handy weapon with which to combat doctrines and opinions resting wholly upon tradition and authority. With respect to all of them, it set up a test: Where are the real objects from which these ideas and beliefs are received? If such objects could not be produced, ideas were explained as the result of false associations and combinations. Empiricism also insisted upon a first-hand element. The impression must be made upon me, upon my mind. The further we get away from this direct, first-hand source of knowledge, the more numerous the sources of error, and the vaguer the resulting idea.
As might be expected, however, the philosophy was weak upon the positive side. Of course, the value of natural objects and firsthand acquaintance was not dependent upon the truth of the theory. Introduced into the schools they would do their work, even if the sensational theory about the way in which they did it was quite wrong. So far, there is nothing to complain of. But the emphasis upon sensationalism also operated to influence the way in which natural objects were employed, and to prevent full good being got from them. “Object lessons” tended to isolate the mere sense-activity and make it an end in itself. The more isolated the object, the more isolated the sensory quality, the more distinct the sense-impression as a unit of knowledge. The theory worked not only in the direction of this mechanical isolation, which tended to reduce instruction to a kind of physical gymnastic of the sense-organs (good like any gymnastic of bodily organs, but not more so), but also to the neglect of thinking. According to the theory there was no need of thinking in connection with sense-observation; in fact, in strict theory such thinking would be impossible till afterwards, for thinking consisted simply in combining and separating sensory units which had been received without any participation of judgment.
As a matter of fact, accordingly, practically no scheme of education upon a purely sensory basis has ever been systematically tried, at least after the early years of infancy. Its obvious deficiencies have caused it to be resorted to simply for filling in “rationalistic” knowledge (that is to say, knowledge of definitions, rules, classifications, and modes of application conveyed through symbols), and as a device for lending greater “interest” to barren symbols. There are at least three serious defects of sensationalistic empiricism as an educational philosophy of knowledge. (a) the historical value of the theory was critical; it was a dissolvent of current beliefs about the world and political institutions. It was a destructive organ of criticism of hard and fast dogmas. But the work of education is constructive, not critical. It assumes not old beliefs to be eliminated and revised, but the need of building up new experience into intellectual habitudes as correct as possible from the start. Sensationalism is highly unfitted for this constructive task. Mind, understanding, denotes responsiveness to meanings (ante, p. 29), not response to direct physical stimuli. And meaning exists only with reference to a context, which is excluded by any scheme which identifies knowledge with a combination of sense-impressions. The theory, so far as educationally applied, led either to a magnification of mere physical excitations or else to a mere heaping up of isolated objects and qualities.
(b) While direct impression has the advantage of being first hand, it also has the disadvantage of being limited in range. Direct acquaintance with the natural surroundings of the home environment so as to give reality to ideas about portions of the earth beyond the reach of the senses, and as a means of arousing intellectual curiosity, is one thing. As an end-all and be-all of geographical knowledge it is fatally restricted. In precisely analogous fashion, beans, shoe pegs, and counters may be helpful aids to a realization of numerical relations, but when employed except as aids to thought — the apprehension of meaning–they become an obstacle to the growth of arithmetical understanding. They arrest growth on a low plane, the plane of specific physical symbols. Just as the race developed especial symbols as tools of calculation and mathematical reasonings, because the use of the fingers as numerical symbols got in the way, so the individual must progress from concrete to abstract symbols — that is, symbols whose meaning is realized only through conceptual thinking. And undue absorption at the outset in the physical object of sense hampers this growth. (c) A thoroughly false psychology of mental development underlay sensationalistic empiricism. Experience is in truth a matter of activities, instinctive and impulsive, in their interactions with things. What even an infant “experiences” is not a passively received quality impressed by an object, but the effect which some activity of handling, throwing, pounding, tearing, etc., has upon an object, and the consequent effect of the object upon the direction of activities. (See ante, p. 140.) Fundamentally (as we shall see in more detail), the ancient notion of experience as a practical matter is truer to fact that the modern notion of it as a mode of knowing by means of sensations. The neglect of the deep-seated active and motor factors of experience is a fatal defect of the traditional empirical philosophy. Nothing is more uninteresting and mechanical than a scheme of object lessons which ignores and as far as may be excludes the natural tendency to learn about the qualities of objects by the uses to which they are put through trying to do something with them.
It is obvious, accordingly, that even if the philosophy of experience represented by modern empiricism had received more general theoretical assent than has been accorded to it, it could not have furnished a satisfactory philosophy of the learning process. Its educational influence was confined to injecting a new factor into the older curriculum, with incidental modifications of the older studies and methods. It introduced greater regard for observation of things directly and through pictures and graphic descriptions, and it reduced the importance attached to verbal symbolization. But its own scope was so meager that it required supplementation by information concerning matters outside of sense-perception and by matters which appealed more directly to thought. Consequently it left unimpaired the scope of informational and abstract, or “rationalistic” studies.
3. Experience as Experimentation. It has already been intimated that sensational empiricism represents neither the idea of experience justified by modern psychology nor the idea of knowledge suggested by modern scientific procedure. With respect to the former, it omits the primary position of active response which puts things to use and which learns about them through discovering the consequences that result from use. It would seem as if five minutes’ unprejudiced observation of the way an infant gains knowledge would have sufficed to overthrow the notion that he is passively engaged in receiving impressions of isolated ready-made qualities of sound, color, hardness, etc. For it would be seen that the infant reacts to stimuli by activities of handling, reaching, etc., in order to see what results follow upon motor response to a sensory stimulation; it would be seen that what is learned are not isolated qualities, but the behavior which may be expected from a thing, and the changes in things and persons which an activity may be expected to produce. In other words, what he learns are connections. Even such qualities as red color, sound of a high pitch, have to be discriminated and identified on the basis of the activities they call forth and the consequences these activities effect. We learn what things are hard and what are soft by finding out through active experimentation what they respectively will do and what can be done and what cannot be done with them. In like fashion, children learn about persons by finding out what responsive activities these persons exact and what these persons will do in reply to the children’s activities. And the combination of what things do to us (not in impressing qualities on a passive mind) in modifying our actions, furthering some of them and resisting and checking others, and what we can do to them in producing new changes constitutes experience. The methods of science by which the revolution in our knowledge of the world dating from the seventeenth century, was brought about, teach the same lesson. For these methods are nothing but experimentation carried out under conditions of deliberate control. To the Greek, it seemed absurd that such an activity as, say, the cobbler punching holes in leather, or using wax and needle and thread, could give an adequate knowledge of the world. It seemed almost axiomatic that for true knowledge we must have recourse to concepts coming from a reason above experience. But the introduction of the experimental method signified precisely that such operations, carried on under conditions of control, are just the ways in which fruitful ideas about nature are obtained and tested. In other words, it is only needed to conduct such an operation as the pouring of an acid on a metal for the purpose of getting knowledge instead of for the purpose of getting a trade result, in order to lay hold of the principle upon which the science of nature was henceforth to depend. Sense perceptions were indeed indispensable, but there was less reliance upon sense perceptions in their natural or customary form than in the older science. They were no longer regarded as containing within themselves some “form” or “species” of universal kind in a disguised mask of sense which could be stripped off by rational thought. On the contrary, the first thing was to alter and extend the data of sense perception: to act upon the given objects of sense by the lens of the telescope and microscope, and by all sorts of experimental devices. To accomplish this in a way which would arouse new ideas (hypotheses, theories) required even more general ideas (like those of mathematics) than were at the command of ancient science. But these general conceptions were no longer taken to give knowledge in themselves. They were implements for instituting, conducting, interpreting experimental inquiries and formulating their results.
The logical outcome is a new philosophy of experience and knowledge, a philosophy which no longer puts experience in opposition to rational knowledge and explanation. Experience is no longer a mere summarizing of what has been done in a more or less chance way in the past; it is a deliberate control of what is done with reference to making what happens to us and what we do to things as fertile as possible of suggestions (of suggested meanings) and a means for trying out the validity of the suggestions. When trying, or experimenting, ceases to be blinded by impulse or custom, when it is guided by an aim and conducted by measure and method, it becomes reasonable — rational. When what we suffer from things, what we undergo at their hands, ceases to be a matter of chance circumstance, when it is transformed into a consequence of our own prior purposive endeavors, it becomes rationally significant — enlightening and instructive. The antithesis of empiricism and rationalism loses the support of the human situation which once gave it meaning and relative justification.
The bearing of this change upon the opposition of purely practical and purely intellectual studies is self-evident. The distinction is not intrinsic but is dependent upon conditions, and upon conditions which can be regulated. Practical activities may be intellectually narrow and trivial; they will be so in so far as they are routine, carried on under the dictates of authority, and having in view merely some external result. But childhood and youth, the period of schooling, is just the time when it is possible to carry them on in a different spirit. It is inexpedient to repeat the discussions of our previous chapters on thinking and on the evolution of educative subject matter from childlike work and play to logically organized subject matter. The discussions of this chapter and the prior one should, however, give an added meaning to those results.
(i) Experience itself primarily consists of the active relations subsisting between a human being and his natural and social surroundings. In some cases, the initiative in activity is on the side of the environment; the human being undergoes or suffers certain checkings and deflections of endeavors. In other cases, the behavior of surrounding things and persons carries to a successful issue the active tendencies of the individual, so that in the end what the individual undergoes are consequences which he has himself tried to produce. In just the degree in which connections are established between what happens to a person and what he does in response, and between what he does to his environment and what it does in response to him, his acts and the things about him acquire meaning. He learns to understand both himself and the world of men and things. Purposive education or schooling should present such an environment that this interaction will effect acquisition of those meanings which are so important that they become, in turn, instruments of further learnings. (ante, Ch. XI.) As has been repeatedly pointed out, activity out of school is carried on under conditions which have not been deliberately adapted to promoting the function of understanding and formation of effective intellectual dispositions. The results are vital and genuine as far as they go, but they are limited by all kinds of circumstances. Some powers are left quite undeveloped and undirected; others get only occasional and whimsical stimulations; others are formed into habits of a routine skill at the expense of aims and resourceful initiative and inventiveness. It is not the business of the school to transport youth from an environment of activity into one of cramped study of the records of other men’s learning; but to transport them from an environment of relatively chance activities (accidental in the relation they bear to insight and thought) into one of activities selected with reference to guidance of learning. A slight inspection of the improved methods which have already shown themselves effective in education will reveal that they have laid hold, more or less consciously, upon the fact that “intellectual” studies instead of being opposed to active pursuits represent an intellectualizing of practical pursuits. It remains to grasp the principle with greater firmness.
(ii) The changes which are taking place in the content of social life tremendously facilitate selection of the sort of activities which will intellectualize the play and work of the school. When one bears in mind the social environment of the Greeks and the people of the Middle Ages, where such practical activities as could be successfully carried on were mostly of a routine and external sort and even servile in nature, one is not surprised that educators turned their backs upon them as unfitted to cultivate intelligence. But now that even the occupations of the household, agriculture, and manufacturing as well as transportation and intercourse are instinct with applied science, the case stands otherwise. It is true that many of those who now engage in them are not aware of the intellectual content upon which their personal actions depend. But this fact only gives an added reason why schooling should use these pursuits so as to enable the coming generation to acquire a comprehension now too generally lacking, and thus enable persons to carry on their pursuits intelligently instead of blindly. (iii) The most direct blow at the traditional separation of doing and knowing and at the traditional prestige of purely “intellectual” studies, however, has been given by the progress of experimental science. If this progress has demonstrated anything, it is that there is no such thing as genuine knowledge and fruitful understanding except as the offspring of doing. The analysis and rearrangement of facts which is indispensable to the growth of knowledge and power of explanation and right classification cannot be attained purely mentally — just inside the head. Men have to do something to the things when they wish to find out something; they have to alter conditions. This is the lesson of the laboratory method, and the lesson which all education has to learn. The laboratory is a discovery of the condition under which labor may become intellectually fruitful and not merely externally productive. If, in too many cases at present, it results only in the acquisition of an additional mode of technical skill, that is because it still remains too largely but an isolated resource, not resorted to until pupils are mostly too old to get the full advantage of it, and even then is surrounded by other studies where traditional methods isolate intellect from activity.
Summary. The Greeks were induced to philosophize by the increasing failure of their traditional customs and beliefs to regulate life. Thus they were led to criticize custom adversely and to look for some other source of authority in life and belief. Since they desired a rational standard for the latter, and had identified with experience the customs which had proved unsatisfactory supports, they were led to a flat opposition of reason and experience. The more the former was exalted, the more the latter was depreciated. Since experience was identified with what men do and suffer in particular and changing situations of life, doing shared in the philosophic depreciation. This influence fell in with many others to magnify, in higher education, all the methods and topics which involved the least use of sense-observation and bodily activity. The modern age began with a revolt against this point of view, with an appeal to experience, and an attack upon so-called purely rational concepts on the ground that they either needed to be ballasted by the results of concrete experiences, or else were mere expressions of prejudice and institutionalized class interest, calling themselves rational for protection. But various circumstances led to considering experience as pure cognition, leaving out of account its intrinsic active and emotional phases, and to identifying it with a passive reception of isolated “sensations.” Hence the education reform effected by the new theory was confined mainly to doing away with some of the bookishness of prior methods; it did not accomplish a consistent reorganization.
Meantime, the advance of psychology, of industrial methods, and of the experimental method in science makes another conception of experience explicitly desirable and possible. This theory reinstates the idea of the ancients that experience is primarily practical, not cognitive — a matter of doing and undergoing the consequences of doing. But the ancient theory is transformed by realizing that doing may be directed so as to take up into its own content all which thought suggests, and so as to result in securely tested knowledge. “Experience” then ceases to be empirical and becomes experimental. Reason ceases to be a remote and ideal faculty, and signifies all the resources by which activity is made fruitful in meaning. Educationally, this change denotes such a plan for the studies and method of instruction as has been developed in the previous chapters.
Chapter Twenty-one: Physical and Social Studies: Naturalism and Humanism
ALLUSION has already been made to the conflict of natural science with literary studies for a place in the curriculum. The solution thus far reached consists essentially in a somewhat mechanical compromise whereby the field is divided between studies having nature and studies having man as their theme. The situation thus presents us with another instance of the external adjustment of educational values, and focuses attention upon the philosophy of the connection of nature with human affairs. In general, it may be said that the educational division finds a reflection in the dualistic philosophies. Mind and the world are regarded as two independent realms of existence having certain points of contact with each other. From this point of view it is natural that each sphere of existence should have its own separate group of studies connected with it; it is even natural that the growth of scientific studies should be viewed with suspicion as marking a tendency of materialistic philosophy to encroach upon the domain of spirit. Any theory of education which contemplates a more unified scheme of education than now exists is under the necessity of facing the question of the relation of man to nature.
1. The Historic Background of Humanistic Study. It is noteworthy that classic Greek philosophy does not present the problem in its modern form. Socrates indeed appears to have thought that science of nature was not attainable and not very important. The chief thing to know is the nature and end of man. Upon that knowledge hangs all that is of deep significance–all moral and social achievement. Plato, however, makes right knowledge of man and society depend upon knowledge of the essential features of nature. His chief treatise, entitled the Republic, is at once a treatise on morals, on social organization, and on the metaphysics and science of nature. Since he accepts the Socratic doctrine that right achievement in the former depends upon rational knowledge, he is compelled to discuss the nature of knowledge. Since he accepts the idea that the ultimate object of knowledge is the discovery of the good or end of man, and is discontented with the Socratic conviction that all we know is our own ignorance, he connects the discussion of the good of man with consideration of the essential good or end of nature itself. To attempt to determine the end of man apart from a knowledge of the ruling end which gives law and unity to nature is impossible. It is thus quite consistent with his philosophy that he subordinates literary studies (under the name of music) to mathematics and to physics as well as to logic and metaphysics. But on the other hand, knowledge of nature is not an end in itself; it is a necessary stage in bringing the mind to a realization of the supreme purpose of existence as the law of human action, corporate and individual. To use the modern phraseology, naturalistic studies are indispensable, but they are in the interests of humanistic and ideal ends.
Aristotle goes even farther, if anything, in the direction of naturalistic studies. He subordinates (ante, p. 254) civic relations to the purely cognitive life. The highest end of man is not human but divine — participation in pure knowing which constitutes the divine life. Such knowing deals with what is universal and necessary, and finds, therefore, a more adequate subject matter in nature at its best than in the transient things of man. If we take what the philosophers stood for in Greek life, rather than the details of what they say, we might summarize by saying that the Greeks were too much interested in free inquiry into natural fact and in the aesthetic enjoyment of nature, and were too deeply conscious of the extent in which society is rooted in nature and subject to its laws, to think of bringing man and nature into conflict. Two factors conspire in the later period of ancient life, however, to exalt literary and humanistic studies. One is the increasingly reminiscent and borrowed character of culture; the other is the political and rhetorical bent of Roman life.
Greek achievement in civilization was native; the civilization of the Alexandrians and Romans was inherited from alien sources. Consequently it looked back to the records upon which it drew, instead of looking out directly upon nature and society, for material and inspiration. We cannot do better than quote the words of Hatch to indicate the consequences for educational theory and practice. “Greece on one hand had lost political power, and on the other possessed in her splendid literature an inalienable heritage. It was natural that she should turn to letters. It was natural also that the study of letters should be reflected upon speech. The mass of men in the Greek world tended to lay stress on that acquaintance with the literature of bygone generations, and that habit of cultivated speech, which has ever since been commonly spoken of as education. Our own comes by direct tradition from it. It set a fashion which until recently has uniformly prevailed over the entire civilized world. We study literature rather than nature because the Greeks did so, and because when the Romans and the Roman provincials resolved to educate their sons, they employed Greek teachers and followed in Greek paths.” 1
The so-called practical bent of the Romans worked in the same direction. In falling back upon the recorded ideas of the Greeks, they not only took the short path to attaining a cultural development, but they procured just the kind of material and method suited to their administrative talents. For their practical genius was not directed to the conquest and control of nature but to the conquest and control of men.
Mr. Hatch, in the passage quoted, takes a good deal of history for granted in saying that we have studied literature rather than nature because the Greeks, and the Romans whom they taught, did so. What is the link that spans the intervening centuries? The question suggests that barbarian Europe but repeated on a larger scale and with increased intensity the Roman situation. It had to go to school to Greco-Roman civilization; it also borrowed rather than evolved its culture. Not merely for its general ideas and their artistic presentation but for its models of law it went to the records of alien peoples. And its dependence upon tradition was increased by the dominant theological interests of the period. For the authorities to which the Church appealed were literatures composed in foreign tongues. Everything converged to identify learning with linguistic training and to make the language of the learned a literary language instead of the mother speech.
The full scope of this fact escapes us, moreover, until we recognize that this subject matter compelled recourse to a dialectical method. Scholasticism frequently has been used since the time of the revival of learning as a term of reproach. But all that it means is the method of The Schools, or of the School Men. In its essence, it is nothing but a highly effective systematization of the methods of teaching and learning which are appropriate to transmit an authoritative body of truths. Where literature rather than contemporary nature and society furnishes material of study, methods must be adapted to defining, expounding, and interpreting the received material, rather than to inquiry, discovery, and invention. And at bottom what is called Scholasticism is the whole-hearted and consistent formulation and application of the methods which are suited to instruction when the material of instruction is taken ready-made, rather than as something which students are to find out for themselves. So far as schools still teach from textbooks and rely upon the principle of authority and acquisition rather than upon that of discovery and inquiry, their methods are Scholastic — minus the logical accuracy and system of Scholasticism at its best. Aside from laxity of method and statement, the only difference is that geographies and histories and botanies and astronomies are now part of the authoritative literature which is to be mastered.
As a consequence, the Greek tradition was lost in which a humanistic interest was used as a basis of interest in nature, and a knowledge of nature used to support the distinctively human aims of man. Life found its support in authority, not in nature. The latter was moreover an object of considerable suspicion. Contemplation of it was dangerous, for it tended to draw man away from reliance upon the documents in which the rules of living were already contained. Moreover nature could be known only through observation; it appealed to the senses — which were merely material as opposed to a purely immaterial mind. Furthermore, the utilities of a knowledge of nature were purely physical and secular; they connected with the bodily and temporal welfare of man, while the literary tradition concerned his spiritual and eternal well-being.
2. The Modern Scientific Interest in Nature. The movement of the fifteenth century which is variously termed the revival of learning and the renascence was characterized by a new interest in man’s present life, and accordingly by a new interest in his relationships with nature. It was naturalistic, in the sense that it turned against the dominant supernaturalistic interest. It is possible that the influence of a return to classic Greek pagan literature in bringing about this changed mind has been overestimated. Undoubtedly the change was mainly a product of contemporary conditions. But there can be no doubt that educated men, filled with the new point of view, turned eagerly to Greek literature for congenial sustenance and reinforcement. And to a considerable extent, this interest in Greek thought was not in literature for its own sake, but in the spirit it expressed. The mental freedom, the sense of the order and beauty of nature, which animated Greek expression, aroused men to think and observe in a similar untrammeled fashion. The history of science in the sixteenth century shows that the dawning sciences of physical nature largely borrowed their points of departure from the new interest in Greek literature. As Windelband has said, the new science of nature was the daughter of humanism. The favorite notion of the time was that man was in microcosm that which the universe was in macrocosm.
This fact raises anew the question of how it was that nature and man were later separated and a sharp division made between language and literature and the physical sciences. Four reasons may be suggested. (a) The old tradition was firmly entrenched in institutions. Politics, law, and diplomacy remained of necessity branches of authoritative literature, for the social sciences did not develop until the methods of the sciences of physics and chemistry, to say nothing of biology, were much further advanced. The same is largely true of history. Moreover, the methods used for effective teaching of the languages were well developed; the inertia of academic custom was on their side. Just as the new interest in literature, especially Greek, had not been allowed at first to find lodgment in the scholastically organized universities, so when it found its way into them it joined hands with the older learning to minimize the influence of experimental science. The men who taught were rarely trained in science; the men who were scientifically competent worked in private laboratories and through the medium of academies which promoted research, but which were not organized as teaching bodies. Finally, the aristocratic tradition which looked down upon material things and upon the senses and the hands was still mighty.
(b) The Protestant revolt brought with it an immense increase of interest in theological discussion and controversies. The appeal on both sides was to literary documents. Each side had to train men in ability to study and expound the records which were relied upon. The demand for training men who could defend the chosen faith against the other side, who were able to propagandize and to prevent the encroachments of the other side, was such that it is not too much to say that by the middle of the seventeenth century the linguistic training of gymnasia and universities had been captured by the revived theological interest, and used as a tool of religious education and ecclesiastical controversy. Thus the educational descent of the languages as they are found in education to-day is not direct from the revival of learning, but from its adaptation to theological ends.
(c) The natural sciences were themselves conceived in a way which sharpened the opposition of man and nature. Francis Bacon presents an almost perfect example of the union of naturalistic and humanistic interest. Science, adopting the methods of observation and experimentation, was to give up the attempt to “anticipate” nature — to impose preconceived notions upon her — and was to become her humble interpreter. In obeying nature intellectually, man would learn to command her practically. “Knowledge is power.” This aphorism meant that through science man is to control nature and turn her energies to the execution of his own ends. Bacon attacked the old learning and logic as purely controversial, having to do with victory in argument, not with discovery of the unknown. Through the new method of thought which was set forth in his new logic an era of expansive discoveries was to emerge, and these discoveries were to bear fruit in inventions for the service of man. Men were to give up their futile, never-finished effort to dominate one another to engage in the cooperative task of dominating nature in the interests of humanity.
In the main, Bacon prophesied the direction of subsequent progress. But he “anticipated” the advance. He did not see that the new science was for a long time to be worked in the interest of old ends of human exploitation. He thought that it would rapidly give man new ends. Instead, it put at the disposal of a class the means to secure their old ends of aggrandizement at the expense of another class. The industrial revolution followed, as he foresaw, upon a revolution in scientific method. But it is taking the revolution many centuries to produce a new mind. Feudalism was doomed by the applications of the new science, for they transferred power from the landed nobility to the manufacturing centers. But capitalism rather than a social humanism took its place. Production and commerce were carried on as if the new science had no moral lesson, but only technical lessons as to economies in production and utilization of saving in self-interest. Naturally, this application of physical science (which was the most conspicuously perceptible one) strengthened the claims of professed humanists that science was materialistic in its tendencies. It left a void as to man’s distinctively human interests which go beyond making, saving, and expending money; and languages and literature put in their claim to represent the moral and ideal interests of humanity.
(d) Moreover, the philosophy which professed itself based upon science, which gave itself out as the accredited representative of the net significance of science, was either dualistic in character, marked by a sharp division between mind (characterizing man) and matter, constituting nature; or else it was openly mechanical, reducing the signal features of human life to illusion. In the former case, it allowed the claims of certain studies to be peculiar consignees of mental values, and indirectly strengthened their claim to superiority, since human beings would incline to regard human affairs as of chief importance at least to themselves. In the latter case, it called out a reaction which threw doubt and suspicion upon the value of physical science, giving occasion for treating it as an enemy to man’s higher interests.
Greek and medieval knowledge accepted the world in its qualitative variety, and regarded nature’s processes as having ends, or in technical phrase as teleological. New science was expounded so as to deny the reality of all qualities in real, or objective, existence. Sounds, colors, ends, as well as goods and bads, were regarded as purely subjective — as mere impressions in the mind. Objective existence was then treated as having only quantitative aspects — as so much mass in motion, its only differences being that at one point in space there was a larger aggregate mass than at another, and that in some spots there were greater rates of motion than at others. Lacking qualitative distinctions, nature lacked significant variety. Uniformities were emphasized, not diversities; the ideal was supposed to be the discovery of a single mathematical formula applying to the whole universe at once from which all the seeming variety of phenomena could be derived. This is what a mechanical philosophy means.
Such a philosophy does not represent the genuine purport of science. It takes the technique for the thing itself; the apparatus and the terminology for reality, the method for its subject matter. Science does confine its statements to conditions which enable us to predict and control the happening of events, ignoring the qualities of the events. Hence its mechanical and quantitative character. But in leaving them out of account, it does not exclude them from reality, nor relegate them to a purely mental region; it only furnishes means utilizable for ends. Thus while in fact the progress of science was increasing man’s power over nature, enabling him to place his cherished ends on a firmer basis than ever before, and also to diversify his activities almost at will, the philosophy which professed to formulate its accomplishments reduced the world to a barren and monotonous redistribution of matter in space. Thus the immediate effect of modern science was to accentuate the dualism of matter and mind, and thereby to establish the physical and the humanistic studies as two disconnected groups. Since the difference between better and worse is bound up with the qualities of experience, any philosophy of science which excludes them from the genuine content of reality is bound to leave out what is most interesting and most important to mankind.
3. The Present Educational Problem. In truth, experience knows no division between human concerns and a purely mechanical physical world. Man’s home is nature; his purposes and aims are dependent for execution upon natural conditions. Separated from such conditions they become empty dreams and idle indulgences of fancy. From the standpoint of human experience, and hence of educational
endeavor, any distinction which can be justly made between nature and man is a distinction between the conditions which have to be reckoned with in the formation and execution of our practical aims, and the aims themselves. This philosophy is vouched for by the doctrine of biological development which shows that man is continuous with nature, not an alien entering her processes from without. It is reinforced by the experimental method of science which shows that knowledge accrues in virtue of an attempt to direct physical energies in accord with ideas suggested in dealing with natural objects in behalf of social uses. Every step forward in the social sciences — the studies termed history, economics, politics, sociology — shows that social questions are capable of being intelligently coped with only in the degree in which we employ the method of collected data, forming hypotheses, and testing them in action which is characteristic of natural science, and in the degree in which we utilize in behalf of the promotion of social welfare the technical knowledge ascertained by physics and chemistry. Advanced methods of dealing with such perplexing problems as insanity, intemperance, poverty, public sanitation, city planning, the conservation of natural resources, the constructive use of governmental agencies for furthering the public good without weakening personal initiative, all illustrate the direct dependence of our important social concerns upon the methods and results of natural science.
With respect then to both humanistic and naturalistic studies, education should take its departure from this close interdependence. It should aim not at keeping science as a study of nature apart from literature as a record of human interests, but at cross-fertilizing both the natural sciences and the various human disciplines such as history, literature, economics, and politics. Pedagogically, the problem is simpler than the attempt to teach the sciences as mere technical bodies of information and technical forms of physical manipulation, on one side; and to teach humanistic studies as isolated subjects, on the other. For the latter procedure institutes an artificial separation in the pupils’ experience. Outside of school pupils meet with natural facts and principles in connection with various modes of human action. (See ante, p. 30.) In all the social activities in which they have shared they have had to understand the material and processes involved. To start them in school with a rupture of this intimate association breaks the continuity of mental development, makes the student feel an indescribable unreality in his studies, and deprives him of the normal motive for interest in them.
There is no doubt, of course, that the opportunities of education should be such that all should have a chance who have the disposition to advance to specialized ability in science, and thus devote themselves to its pursuit as their particular occupation in life. But at present, the pupil too often has a choice only between beginning with a study of the results of prior specialization where the material is isolated from his daily experiences, or with miscellaneous nature study, where material is presented at haphazard and does not lead anywhere in particular. The habit of introducing college pupils into segregated scientific subject matter, such as is appropriate to the man who wishes to become an expert in a given field, is carried back into the high schools. Pupils in the latter simply get a more elementary treatment of the same thing, with difficulties smoothed over and topics reduced to the level of their supposed ability. The cause of this procedure lies in following tradition, rather than in conscious adherence to a dualistic philosophy. But the effect is the same as if the purpose were to inculcate an idea that the sciences which deal with nature have nothing to do with man, and vice versa. A large part of the comparative ineffectiveness of the teaching of the sciences, for those who never become scientific specialists, is the result of a separation which is unavoidable when one begins with technically organized subject matter. Even if all students were embryonic scientific specialists, it is questionable whether this is the most effective procedure. Considering that the great majority are concerned with the study of sciences only for its effect upon their mental habits — in making them more alert, more open-minded, more inclined to tentative acceptance and to testing of ideas propounded or suggested, — and for achieving a better understanding of their daily environment, it is certainly ill-advised. Too often the pupil comes out with a smattering which is too superficial to be scientific and too technical to be applicable to ordinary affairs.
The utilization of ordinary experience to secure an advance into scientific material and method, while keeping the latter connected with familiar human interests, is easier to-day than it ever was before. The usual experience of all persons in civilized communities to-day is intimately associated with industrial processes and results. These in turn are so many cases of science in action. The stationary and traction steam engine, gasoline engine, automobile, telegraph and telephone, the electric motor enter directly into the lives of most individuals. Pupils at an early age are practically acquainted with these things. Not only does the business occupation of their parents depend upon scientific applications, but household pursuits, the maintenance of health, the sights seen upon the streets, embody scientific achievements and stimulate interest in the connected scientific principles. The obvious pedagogical starting point of scientific instruction is not to teach things labeled science, but to utilize the familiar occupations and appliances to direct observation and experiment, until pupils have arrived at a knowledge of some fundamental principles by understanding them in their familiar practical workings.
The opinion sometimes advanced that it is a derogation from the “purity” of science to study it in its active incarnation, instead of in theoretical abstraction, rests upon a misunderstanding. AS matter of fact, any subject is cultural in the degree in which it is apprehended in its widest possible range of meanings. Perception of meanings depends upon perception of connections, of context. To see a scientific fact or law in its human as well as in its physical and technical context is to enlarge its significance and give it increased cultural value. Its direct economic application, if by economic is meant
something having money worth, is incidental and secondary, but a part of its actual connections. The important thing is that the fact be grasped in its social connections — its function in life.
On the other hand, “humanism” means at bottom being imbued with an intelligent sense of human interests. The social interest, identical in its deepest meaning with a moral interest, is necessarily supreme with man. Knowledge about man, information as to his past, familiarity with his documented records of literature, may be as technical a possession as the accumulation of physical details. Men may keep busy in a variety of ways, making money, acquiring facility in laboratory manipulation, or in amassing a store of facts about linguistic matters, or the chronology of literary productions. Unless such activity reacts to enlarge the imaginative vision of life, it is on a level with the busy work of children. It has the letter without the spirit of activity. It readily degenerates itself into a miser’s accumulation, and a man prides himself on what he has, and not on the meaning he finds in the affairs of life. Any study so pursued that it increases concern for the values of life, any study producing greater sensitiveness to social well-being and greater ability to promote that well-being is humane study. The humanistic spirit of the Greeks was native and intense but it was narrow in scope. Everybody outside the Hellenic circle was a barbarian, and negligible save as a possible enemy. Acute as were the social observations and speculations of Greek thinkers, there is not a word in their writings to indicate that Greek civilization was not self-inclosed and self-sufficient. There was, apparently, no suspicion that its future was at the mercy of the despised outsider. Within the Greek community, the intense social spirit was limited by the fact that higher culture was based on a substratum of slavery and economic serfdom–classes necessary to the existence of the state, as Aristotle declared, and yet not genuine parts of it. The development of science has produced an industrial revolution which has brought different peoples in such close contact with one another through colonization and commerce that no matter how some nations may still look down upon others, no country can harbor the illusion that its career is decided wholly within itself. The same revolution has abolished agricultural serfdom, and created a class of more or less organized factory laborers with recognized political rights, and who make claims for a responsible role in the control of industry–claims which receive sympathetic attention from many among the well-to- do, since they have been brought into closer connections with the less fortunate classes through the breaking down of class barriers.
This state of affairs may be formulated by saying that the older humanism omitted economic and industrial conditions from its purview. Consequently, it was one sided. Culture, under such circumstances, inevitably represented the intellectual and moral outlook of the class which was in direct social control. Such a tradition as to culture is, as we have seen (ante, p. 260), aristocratic; it emphasizes what marks off one class from another, rather than fundamental common interests. Its standards are in the past; for the aim is to preserve what has been gained rather than widely to extend the range of culture.
The modifications which spring from taking greater account of industry and of whatever has to do with making a living are frequently condemned as attacks upon the culture derived from the past. But a wider educational outlook would conceive industrial activities as agencies for making intellectual resources more accessible to the masses, and giving greater solidity to the culture of those having superior resources. In short, when we consider the close connection between science and industrial development on the one hand, and between literary and aesthetic cultivation and an aristocratic social organization on the other, we get light on the opposition between technical scientific studies and refining literary studies. We have before us the need of overcoming this separation in education if society is to be truly democratic.
Summary. The philosophic dualism between man and nature is reflected in the division of studies between the naturalistic and the humanistic with a tendency to reduce the latter to the literary records of the past. This dualism is not characteristic (as were the others which we have noted) of Greek thought. It arose partly because of the fact that the culture of Rome and of barbarian Europe was not a native product, being borrowed directly or indirectly from Greece, and partly because political and ecclesiastic conditions emphasized dependence upon the authority of past knowledge as that was transmitted in literary documents.
At the outset, the rise of modern science prophesied a restoration of the intimate connection of nature and humanity, for it viewed knowledge of nature as the means of securing human progress and well-being. But the more immediate applications of science were in the interests of a class rather than of men in common; and the received philosophic formulations of scientific doctrine tended either to mark it off as merely material from man as spiritual and immaterial, or else to reduce mind to a subjective illusion. In education, accordingly, the tendency was to treat the sciences as a separate body of studies, consisting of technical information regarding the physical world, and to reserve the older literary studies as distinctively humanistic. The account previously given of the evolution of knowledge, and of the educational scheme of studies based upon it, are designed to overcome the separation, and to secure recognition of the place occupied by the subject matter of the natural sciences in human affairs.
1 The Influence of Greek Ideas and Usages upon the Christian Church. pp. 43-44.
Chapter Twenty-two: The Individual and the World
1. Mind as Purely Individual. We have been concerned with the influences which have effected a division between work and leisure, knowing and doing, man and nature. These influences have resulted in splitting up the subject matter of education into separate studies. They have also found formulation in various philosophies which have opposed to each other body and mind, theoretical knowledge and practice, physical mechanism and ideal purpose. Upon the philosophical side, these various dualisms culminate in a sharp demarcation of individual minds from the world, and hence from one another. While the connection of this philosophical position with educational procedure is not so obvious as is that of the points considered in the last three chapters, there are certain educational considerations which correspond to it; such as the antithesis supposed to exist between subject matter (the counterpart of the world) and method (the counterpart of mind); such as the tendency to treat interest as something purely private, without intrinsic connection with the material studied. Aside from incidental educational bearings, it will be shown in this chapter that the dualistic philosophy of mind and the world implies an erroneous conception of the
relationship between knowledge and social interests, and between individuality or freedom, and social control and authority. The identification of the mind with the individual self and of the latter with a private psychic consciousness is comparatively modern. In both the Greek and medieval periods, the rule was to regard the individual as a channel through which a universal and divine intelligence operated. The individual was in no true sense the knower; the knower was the “Reason” which operated through him. The individual interfered at his peril, and only to the detriment of the truth. In the degree in which the individual rather than reason “knew,” conceit, error, and opinion were substituted for true knowledge. In Greek life, observation was acute and alert; and thinking was free almost to the point of irresponsible speculations. Accordingly the consequences of the theory were only such as were consequent upon the lack of an experimental method. Without such a method individuals could not engage in knowing, and be checked up by the results of the inquiries of others. Without such liability to test by others, the minds of men could not be intellectually responsible; results were to be accepted because of their aesthetic consistency, agreeable quality, or the prestige of their authors. In the barbarian period, individuals were in a still more humble attitude to truth; important knowledge was supposed to be divinely revealed, and nothing remained for the minds of individuals except to work it over after it had been received on authority. Aside from the more consciously philosophic aspects of these movements, it never occurs to any one to identify mind and the personal self wherever beliefs are transmitted by custom.
In the medieval period there was a religious individualism. The deepest concern of life was the salvation of the individual soul. In the later Middle Ages, this latent individualism found conscious formulation in the nominalistic philosophies, which treated the structure of knowledge as something built up within the individual through his own acts, and mental states. With the rise of economic and political individualism after the sixteenth century, and with the development of Protestantism, the times were ripe for an emphasis upon the rights and duties of the individual in achieving knowledge for himself. This led to the view that knowledge is won wholly through personal and private experiences. As a consequence, mind, the source and possessor of knowledge, was thought of as wholly individual. Thus upon the educational side, we find educational reformers, like Montaigne, Bacon, Locke, henceforth vehemently denouncing all learning which is acquired on hearsay, and asserting that even if beliefs happen to be true, they do not constitute knowledge unless they have grown up in and been tested by personal experience. The reaction against authority in all spheres of life, and the intensity of the struggle, against great odds, for freedom of action and inquiry, led to such an emphasis upon personal observations and ideas as in effect to isolate mind, and set it apart from the world to be known.
This isolation is reflected in the great development of that branch of philosophy known as epistemology–the theory of knowledge. The identification of mind with the self, and the setting up of the self as something independent and self-sufficient, created such a gulf between the knowing mind and the world that it became a question how knowledge was possible at all. Given a subject – – the knower–and an object–the thing to be known–wholly separate from one another, it is necessary to frame a theory to explain how they get into connection with each other so that valid knowledge may result. This problem, with the allied one of the possibility of the world acting upon the mind and the mind acting upon the world, became almost the exclusive preoccupation of philosophic thought.
The theories that we cannot know the world as it really is but only the impressions made upon the mind, or that there is no world beyond the individual mind, or that knowledge is only a certain association of the mind’s own states, were products of this preoccupation. We are not directly concerned with their truth; but the fact that such desperate solutions were widely accepted is evidence of the extent to which mind had been set over the world of realities. The increasing use of the term “consciousness” as an equivalent for mind, in the supposition that there is an inner world of conscious states and processes, independent of any relationship to nature and society, an inner world more truly and immediately known than anything else, is evidence of the same fact. In short, practical individualism, or struggle for greater freedom of thought in action, was translated into philosophic subjectivism.
2. Individual Mind as the Agent of Reorganization. It should be obvious that this philosophic movement misconceived the significance of the practical movement. Instead of being its transcript, it was a perversion. Men were not actually engaged in the absurdity of striving to be free from connection with nature and one another. They were striving for greater freedom in nature and society. They wanted greater power to initiate changes in the world of things and fellow beings; greater scope of movement and consequently greater freedom in observations and ideas implied in movement. They wanted not isolation from the world, but a more intimate connection with it. They wanted to form their beliefs about it at first hand, instead of through tradition. They wanted closer union with their fellows so that they might influence one another more effectively and might combine their respective actions for mutual aims.
So far as their beliefs were concerned, they felt that a great deal which passed for knowledge was merely the accumulated opinions of the past, much of it absurd and its correct portions not understood when accepted on authority. Men must observe for themselves, and form their own theories and personally test them. Such a method was the only alternative to the imposition of dogma as truth, a procedure which reduced mind to the formal act of acquiescing in truth. Such is the meaning of what is sometimes called the substitution of inductive experimental methods of knowing for deductive. In some sense, men had always used an inductive method in dealing with their immediate practical concerns. Architecture, agriculture, manufacture, etc., had to be based upon observation of the activities of natural objects, and ideas about such affairs had to be checked, to some extent, by results. But even in such things there was an undue reliance upon mere custom, followed blindly rather than understandingly. And this observational-experimental method was restricted to these “practical” matters, and a sharp distinction maintained between practice and theoretical knowledge or truth. (See Ch. XX.) The rise of free cities, the development of travel, exploration, and commerce, the evolution of new methods of producing commodities and doing business, threw men definitely upon their own resources. The reformers of science like Galileo, Descartes, and their successors, carried analogous methods into ascertaining the facts about nature. An interest in discovery took the place of an interest in systematizing and “proving” received beliefs.
A just philosophic interpretation of these movements would, indeed, have emphasized the rights and responsibilities of the individual in gaining knowledge and personally testing beliefs, no matter by what authorities they were vouched for. But it would not have isolated the individual from the world, and consequently isolated individuals–in theory–from one another. It would have perceived that such disconnection, such rupture of continuity, denied in advance the possibility of success in their endeavors. As matter of fact every individual has grown up, and always must grow up, in a social medium. His responses grow intelligent, or gain meaning, simply because he lives and acts in a medium of accepted meanings and values. (See ante, p. 30.) Through social intercourse, through sharing in the activities embodying beliefs, he gradually acquires a mind of his own. The conception of mind as a purely isolated possession of the self is at the very antipodes of the truth. The self achieves mind in the degree in which knowledge of things is incarnate in the life about him; the self is not a separate mind building up knowledge anew on its own account.
Yet there is a valid distinction between knowledge which is objective and impersonal, and thinking which is subjective and personal. In one sense, knowledge is that which we take for granted. It is that which is settled, disposed of, established, under control. What we fully know, we do not need to think about. In common phrase, it is certain, assured. And this does not mean a mere feeling of certainty. It denotes not a sentiment, but a practical attitude, a readiness to act without reserve or quibble. Of course we may be mistaken. What is taken for knowledge–for fact and truth–at a given time may not be such. But everything which is assumed without question, which is taken for granted in our intercourse with one another and nature is what, at the given time, is called knowledge. Thinking on the contrary, starts, as we have seen, from doubt or uncertainty. It marks an inquiring, hunting, searching attitude, instead of one of mastery and possession. Through its critical process true knowledge is revised and extended, and our convictions as to the state of things reorganized. Clearly the last few centuries have been typically a period of revision and reorganization of beliefs. Men did not really throw away all transmitted beliefs concerning the realities of existence, and start afresh upon the basis of their private, exclusive sensations and ideas. They could not have done so if they had wished to, and if it had been possible general imbecility would have been the only outcome. Men set out from what had passed as knowledge, and critically investigated the grounds upon which it rested; they noted exceptions; they used new mechanical appliances to bring to light data inconsistent with what had been believed; they used their imaginations to conceive a world different from that in which their forefathers had put their trust. The work was a piecemeal, a retail, business. One problem was tackled at a time. The net results of all the revisions amounted, however, to a revolution of prior conceptions of the world. What occurred was a reorganization of prior intellectual habitudes, infinitely more efficient than a cutting loose from all connections would have been.
This state of affairs suggests a definition of the role of the individual, or the self, in knowledge; namely, the redirection, or reconstruction of accepted beliefs. Every new idea, every conception of things differing from that authorized by current belief, must have its origin in an individual. New ideas are doubtless always sprouting, but a society governed by custom does not encourage their development. On the contrary, it tends to suppress them, just because they are deviations from what is current. The man who looks at things differently from others is in such a community a suspect character; for him to persist is generally fatal. Even when social censorship of beliefs is not so strict, social conditions may fail to provide the appliances which are requisite if new ideas are to be adequately elaborated; or they may fail to provide any material support and reward to those who entertain them. Hence they remain mere fancies, romantic castles in the air, or aimless speculations. The freedom of observation and imagination involved in the modern scientific revolution were not easily secured; they had to be fought for; many suffered for their intellectual independence. But, upon the whole, modern European society first permitted, and then, in some fields at least, deliberately encouraged the individual reactions which deviate from what custom prescribes. Discovery, research, inquiry in new lines, inventions, finally came to be either the social fashion, or in some degree tolerable. However, as we have already noted, philosophic theories of knowledge were not content to conceive mind in the individual as the pivot upon which reconstruction of beliefs turned, thus maintaining the continuity of the individual with the world of nature and fellow men. They regarded the individual mind as a separate entity, complete in each person, and isolated from nature and hence from other minds. Thus a legitimate intellectual individualism, the attitude of critical revision of former beliefs which is indispensable to progress, was explicitly formulated as a moral and social individualism. When the activities of mind set out from customary beliefs and strive to effect transformations of them which will in turn win general conviction, there is no opposition between the individual and the social. The intellectual variations of the individual in observation, imagination, judgment, and invention are simply the agencies of social progress, just as conformity to habit is the agency of social conservation. But when knowledge is regarded as originating and developing within an individual, the ties which bind the mental life of one to that of his fellows are ignored and denied.
When the social quality of individualized mental operations is denied, it becomes a problem to find connections which will unite an individual with his fellows. Moral individualism is set up by the conscious separation of different centers of life. It has its roots in the notion that the consciousness of each person is wholly private, a self-inclosed continent, intrinsically independent of the ideas, wishes, purposes of everybody else. But when men act, they act in a common and public world. This is the problem to which the theory of isolated and independent conscious minds gave rise: Given feelings, ideas, desires, which have nothing to do with one another, how can actions proceeding from them be controlled in a social or public interest? Given an egoistic consciousness, how can action which has regard for others take place?
Moral philosophies which have started from such premises have developed four typical ways of dealing with the question. (i) One method represents the survival of the older authoritative position, with such concessions and compromises as the progress of events has made absolutely inevitable. The deviations and departures characterizing an individual are still looked upon with suspicion; in principle they are evidences of the disturbances, revolts, and corruptions inhering in an individual apart from external authoritative guidance. In fact, as distinct from principle, intellectual individualism is tolerated in certain technical regions — in subjects like mathematics and physics and astronomy, and in the technical inventions resulting therefrom. But the applicability of a similar method to morals, social, legal, and political matters, is denied. In such matters, dogma is still to be supreme; certain eternal truths made known by revelation, intuition, or the wisdom of our forefathers set unpassable limits to individual observation and speculation. The evils from which society suffers are set down to the efforts of misguided individuals to transgress these boundaries. Between the physical and the moral sciences, lie intermediate sciences of life, where the territory is only grudgingly yielded to freedom of inquiry under the pressure of accomplished fact. Although past history has demonstrated that the possibilities of human good are widened and made more secure by trusting to a responsibility built up within the very process of inquiry, the “authority” theory sets apart a sacred domain of truth which must be protected from the inroads of variation of beliefs. Educationally, emphasis may not be put on eternal truth, but it is put on the authority of book and teacher, and individual variation is discouraged.
(ii) Another method is sometimes termed rationalism or abstract intellectualism. A formal logical faculty is set up in distinction from tradition and history and all concrete subject matter. This faculty of reason is endowed with power to influence conduct directly. Since it deals wholly with general and impersonal forms, when different persons act in accord with logical findings, their activities will be externally consistent. There is no doubt of the services rendered by this philosophy. It was a powerful factor in the negative and dissolving criticism of doctrines having nothing but tradition and class interest behind them; it accustomed men to freedom of discussion and to the notion that beliefs had to be submitted to criteria of reasonableness. It undermined the power of prejudice, superstition, and brute force, by habituating men to reliance upon argument, discussion, and persuasion. It made for clarity and order of exposition. But its influence was greater in destruction of old falsities than in the construction of new ties and associations among men. Its formal and empty nature, due to conceiving reason as something complete in itself apart from subject matter, its hostile attitude toward historical institutions, its disregard of the influence of habit, instinct, and emotion, as operative factors in life, left it impotent in the suggestion of specific aims and methods. Bare logic, however important in arranging and criticizing existing subject matter, cannot spin new subject matter out of itself. In education, the correlative is trust in general ready-made rules and principles to secure agreement, irrespective of seeing to it that the pupil’s ideas really agree with one another.
(iii) While this rationalistic philosophy was developing in France, English thought appealed to the intelligent self-interest of individuals in order to secure outer unity in the acts which issued from isolated streams of consciousness. Legal arrangements, especially penal administration, and governmental regulations, were to be such as to prevent the acts which proceeded from regard for one’s own private sensations from interfering with the feelings of others. Education was to instill in individuals a sense that non-interference with others and some degree of positive regard for their welfare were necessary for security in the pursuit of one’s own happiness. Chief emphasis was put, however, upon trade as a means of bringing the conduct of one into harmony with that of others. In commerce, each aims at the satisfaction of his own wants, but can gain his own profit only by furnishing some commodity or service to another. Thus in aiming at the increase of his own private pleasurable states of consciousness, he contributes to the consciousness of others. Again there is no doubt that this view expressed and furthered a heightened perception of the values of conscious life, and a recognition that institutional arrangements are ultimately to be judged by the contributions which they make to intensifying and enlarging the scope of conscious experience. It also did much to rescue work, industry, and mechanical devices from the contempt in which they had been held in communities founded upon the control of a leisure class. In both ways, this philosophy promoted a wider and more democratic social concern. But it was tainted by the narrowness of its fundamental premise: the doctrine that every individual acts only from regard for his own pleasures and pains, and that so-called generous and sympathetic acts are only indirect ways of procuring and assuring one’s own comfort. In other words, it made explicit the consequences inhering in any doctrine which makes mental life a self-inclosed thing, instead of an attempt to redirect and readapt common concerns. It made union among men a matter of calculation of externals. It lent itself to the contemptuous assertions of Carlyle that it was a doctrine of anarchy plus a constable, and recognized only a “cash nexus” among men. The educational equivalents of this doctrine in the uses made of pleasurable rewards and painful penalties are only too obvious. (iv) Typical German philosophy followed another path. It started from what was essentially the rationalistic philosophy of Descartes and his French successors. But while French thought upon the whole developed the idea of reason in opposition to the religious conception of a divine mind residing in individuals, German thought (as in Hegel) made a synthesis of the two. Reason is absolute. Nature is incarnate reason. History is reason in its progressive unfolding in man. An individual becomes rational only as he absorbs into himself the content of rationality in nature and in social institutions. For an absolute reason is not, like the reason of rationalism, purely formal and empty; as absolute it must include all content within itself. Thus the real problem is not that of controlling individual freedom so that some measure of social order and concord may result, but of achieving individual freedom through developing individual convictions in accord with the universal law found in the organization of the state as objective Reason. While this philosophy is usually termed absolute or objective idealism, it might better be termed, for educational purposes at least, institutional idealism. (See ante, p. 59.) It idealized historical institutions by conceiving them as incarnations of an immanent absolute mind. There can be no doubt that this philosophy was a powerful influence in rescuing philosophy in the beginning of the nineteenth century from the isolated individualism into which it had fallen in France and England. It served also to make the organization of the state more constructively interested in matters of public concern. It left less to chance, less to mere individual logical conviction, less to the workings of private self-interest. It brought intelligence to bear upon the conduct of affairs; it accentuated the need of nationally organized education in the interests of the corporate state. It sanctioned and promoted freedom of inquiry in all technical details of natural and historical phenomena. But in all ultimate moral matters, it tended to reinstate the principle of authority. It made for efficiency of organization more than did any of the types of philosophy previously mentioned, but it made no provision for free experimental modification of this organization. Political democracy, with its belief in the right of individual desire and purpose to take part in readapting even the fundamental constitution of society, was foreign to it.
3. Educational Equivalents. It is not necessary to consider in detail the educational counterparts of the various defects found in these various types of philosophy. It suffices to say that in general the school has been the institution which exhibited with greatest clearness the assumed antithesis between purely individualistic methods of learning and social action, and between freedom and social control. The antithesis is reflected in the absence of a social atmosphere and motive for learning, and the consequent separation, in the conduct of the school, between method of instruction and methods of government; and in the slight opportunity afforded individual variations. When learning is a phase of active undertakings which involve mutual exchange, social control enters into the very process of learning. When the social factor is absent, learning becomes a carrying over of some presented material into a purely individual consciousness, and there is no inherent reason why it should give a more socialized direction to mental and emotional disposition. There is tendency on the part of both the upholders and the opponents of freedom in school to identify it with absence of social direction, or, sometimes, with merely physical unconstraint of movement. But the essence of the demand for freedom is the need of conditions which will enable an individual to make his own special contribution to a group interest, and to partake of its activities in such ways that social guidance shall be a matter of his own mental attitude, and not a mere authoritative dictation of his acts. Because what is often called discipline and “government” has to do with the external side of conduct alone, a similar meaning is attached, by reaction, to freedom. But when it is perceived that each idea signifies the quality of mind expressed in action, the supposed opposition between them falls away. Freedom means essentially the part played by thinking — which is personal — in learning: — it means intellectual initiative, independence in observation, judicious invention, foresight of consequences, and ingenuity of adaptation to them.
But because these are the mental phase of behavior, the needed play of individuality — or freedom — cannot be separated from opportunity for free play of physical movements. Enforced physical quietude may be unfavorable to realization of a problem, to undertaking the observations needed to define it, and to performance of the experiments which test the ideas suggested. Much has been said about the importance of “self-activity” in education, but the conception has too frequently been restricted to something merely internal — something excluding the free use of sensory and motor organs. Those who are at the stage of learning from symbols, or who are engaged in elaborating the implications of a problem or idea preliminary to more carefully thought-out activity, may need little perceptible overt activity. But the whole cycle of self-activity demands an opportunity for investigation and experimentation, for trying out one’s ideas upon things, discovering what can be done with materials and appliances. And this is incompatible with closely restricted physical activity. Individual activity has sometimes been taken as meaning leaving a pupil to work by himself or alone. Relief from need of attending to what any one else is doing is truly required to secure calm and concentration. Children, like grown persons, require a judicious amount of being let alone. But the time, place, and amount of such separate work is a matter of detail, not of principle. There is no inherent opposition between working with others and working as an individual. On the contrary, certain capacities of an individual are not brought out except under the stimulus of associating with others. That a child must work alone and not engage in group activities in order to be free and let his individuality develop, is a notion which measures individuality by spatial distance and makes a physical thing of it.
Individuality as a factor to be respected in education has a double meaning. In the first place, one is mentally an individual only as he has his own purpose and problem, and does his own thinking. The phrase “think for one’s self” is a pleonasm. Unless one does it for one’s self, it isn’t thinking. Only by a pupil’s own observations, reflections, framing and testing of suggestions can what he already knows be amplified and